licensed securities

基本解释

Are you currently licensed by the Securities and Futures Commission?
你现时是否获得证券及期货事务监察委员会发给牌照?。
http://www.hksi.org
This Site is prepared and maintained by SHKFM, which is a corporation licensed by the Securities and Futures Commission to engage in Type 1 (dealing in securities);
本网站由新鸿基投资管理编制及维持。新鸿基投资管理为一家获证券及期货事务监察委员会发牌从事第一类（证券交易）；
SinoPac Securities (Asia) Ltd is a licensed corporation for Types 1, 4, 6 and 9 regulated activities under the Securities and Futures Ordinance (CE Number: ACD026).
永丰金证券（亚洲）有限公司乃一家根据《证券及期货条例》获发牌进行受规管活动第一、四、六及第九类的持牌法团（中央编号：ACD026）。

Insurance agents who are not also licensed securities professionals do not have the training and have not demonstrated the expertise necessary to determine the suitability of liquidating securities products to fund the purchase of an insurance product.
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They use the Internet, the application of innovative technology and the assistance of licensed securities brokers when appropriate to provide a broad universe of accredited and institutional investors with efficient access to private company stock investment opportunities and to take friction out of the transaction process.
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He is licensed as a general securities representative and holds a Series 7 license.
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